Filing Details
- Accession Number:
- 0000353184-14-000071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-30 09:57:26
- Reporting Period:
- 2014-10-29
- Filing Date:
- 2014-10-30
- Accepted Time:
- 2014-10-30 08:57:26
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478067 | John Nicholas Swenson | 3033 Excelsior Boulevard Suite 560 Minneapolis MN 55416 | No | No | Yes | No | |
| 1542769 | Ao Partners I, Lp | 3033 Excelsior Blvd Suite 560 Minneapolis MN 55416 | Ceo | Yes | Yes | Yes | No |
| 1549244 | Ao Partners Llc | 3033 Excelsior Boulevard, Suite 560 Minneapolis MN 55416 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-29 | 2,600 | $13.00 | 670,348 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $8.62 | 2013-08-30 | 2022-08-30 | 2,500 | 2,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-08-30 | 2,500 | 2,500 | Direct |
Footnotes
- The reported securities are owned directly by Nicholas J. Swenson, as a Director, Chairman and CEO of the issuer.
- The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC, AO Partners, LLC and Nicholas J. Swenson disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $12.99 to $13.03. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Billionaire Hedge Funds
