Home > Insider Trading > Filing (0001104659-14-074922)

Filing Details

Accession Number:: 0001104659-14-074922
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-29 18:02:09
Reporting Period:: 2014-10-27

Filing Date:: 2014-10-29
Accepted Time:: 2014-10-29 18:02:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1359931	Proteon Therapeutics Inc	PRTO	Biological Products, (No Disgnostic Substances) (2836)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1620126	Dmitry Kobyzev	Pharmstandard International S.a. 27 Soljenitsyna Str. Moscow 1Z 109004		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-27	600,000	$10.00	600,000	No	4	P	Indirect	By Pharmstandard International S.A
Common Stock	Acquisiton	2014-10-27	565,344	$0.00	1,165,344	No	4	C	Indirect	By Pharmstandard International S.A

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Pharmstandard International S.A
No	4	C	Indirect	By Pharmstandard International S.A

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series D Convertible Preferred Stock	Disposition	2014-10-27	8,493,925	$0.00	535,218	$0.00
Series D Convertible Preferred Stock	Option (Right to Purchase)	Disposition	2014-10-27	6,795,140	$0.00	428,175	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect
0			No	4	J	Indirect

Footnotes

These shares were purchased in connection with the Issuer's initial public offering of Common Stock.
The shares are held by Pharmstandard International S.A. ("Pharmstandard"). Pharmstandard is a wholly owned subsidiary of Public Joint Stock Company "Pharmstandard". As the parent entity, Public Joint Stock Company "Pharmstandard" has sole voting power and investment control over the shares. The reporting person is a representative of Pharmstandard and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Upon the closing of the Issuer's initial public offering, each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a one-for-one basis (without payment of further consideration and with no expiration date) plus an additional 30,126 incremental shares as a result of an adjustment as provided for in the Company's certificate of incorporation.
Reflects a 1-for-15.87 reverse stock split effected on October 6, 2014.
Pharmstandard had a right to purchase shares of Series D Convertible Preferred Stock under the Series D Purchase Agreement at a price of $0.588656, which right to purchase ceased to be exercisable upon the initial filing of the Issuer's registration statement for its initial public offering, and terminated upon the completion of the Issuer's initial public offering of Common Stock. Each share of Series D Preferred Stock issuable upon exercise of the right to purchase would have been convertible into shares of the Issuer's common stock as described in footnote (3) above.