Filing Details
- Accession Number:
- 0001246360-14-004211
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-29 16:35:13
- Reporting Period:
- 2014-10-27
- Filing Date:
- 2014-10-29
- Accepted Time:
- 2014-10-29 16:35:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766421 | Alaska Air Group Inc. | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1274498 | Brandon Pedersen | 19300 International Blvd Seattle WA 98188 | Exec Vp/Finance & Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-27 | 4,840 | $8.32 | 33,306 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-27 | 4,840 | $50.50 | 28,466 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-10-28 | 1,400 | $8.32 | 29,866 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-10-28 | 3,440 | $15.33 | 33,306 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-28 | 4,840 | $52.06 | 28,466 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2014-10-27 | 4,840 | $0.00 | 4,840 | $8.32 |
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2014-10-28 | 1,400 | $0.00 | 1,400 | $8.32 |
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2014-10-28 | 3,440 | $0.00 | 3,440 | $15.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,400 | 2011-02-03 | 2020-02-03 | No | 4 | M | Direct |
| 0 | 2011-02-03 | 2020-02-03 | No | 4 | M | Direct |
| 7,600 | 2012-02-07 | 2021-02-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock Unit | 20,520 | Direct |
Footnotes
- STOCK UNITS AWARDED UNDER THE 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.
- TOTAL UNVESTED RESTRICTED STOCK UNITS HAVE BEEN ADJUSTED TO GIVE EFFECT TO THE 2-FOR-1 STOCK SPLIT THAT OCCURRED ON 7/9/2014.
- SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. PEDERSEN ON 7/25/2014.
- TOTAL SHARES BENEFICIALLY HELD HAVE BEEN ADJUSTED TO GIVE EFFECT TO THE 2-FOR-1 STOCK SPLIT THAT OCCURRED ON 7/9/2014.
Billionaire Hedge Funds
