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Home > Insider Trading > Filing (0001181431-14-034970)

Filing Details

Accession Number:: 0001181431-14-034970
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-29 16:15:50
Reporting Period:: 2014-10-28

Filing Date:: 2014-10-29
Accepted Time:: 2014-10-29 16:15:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1195734	Potbelly Corp	PBPB	Retail-Eating Places (5812)	364466837

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1587657	B John Morlock	C/O Potbelly Corporation 222 Merchandise Mart Plaza, 23Rd Floor Chicago IL 60654	Chief Operations Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-28	12,000	$12.00	12,000	No	4	M	Direct
Common Stock	Disposition	2014-10-28	12,000	$13.50	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (right to buy)	Disposition	2014-10-28	12,000	$0.00	12,000	$12.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
13,000		2015-01-01	No	4	M	Direct

Footnotes

These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
The stock options vested and became exercisable prior to Potbelly Corporation's initial public offering.