Filing Details
- Accession Number:
- 0001181431-14-034928
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-28 20:56:06
- Reporting Period:
- 2014-10-24
- Filing Date:
- 2014-10-28
- Accepted Time:
- 2014-10-28 20:56:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 878526 | Natus Medical Inc | BABY | Electromedical & Electrotherapeutic Apparatus (3845) | 770154833 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 898243 | B James Hawkins | Natus Medical Incorporated 1501 Industrial Road San Carlos CA 94070 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2014-10-24 | 40,030 | $10.03 | 475,461 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2014-10-24 | 40,030 | $33.27 | 435,431 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2014-10-24 | 9,970 | $10.03 | 445,401 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2014-10-24 | 9,970 | $33.27 | 435,431 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2014-10-27 | 70,000 | $10.03 | 505,431 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2014-10-27 | 70,000 | $33.24 | 435,431 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2014-10-27 | 1,600 | $10.73 | 437,031 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2014-10-27 | 1,600 | $33.24 | 435,431 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2014-10-28 | 130,000 | $10.03 | 565,431 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2014-10-28 | 130,000 | $33.36 | 435,431 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option | Disposition | 2014-10-24 | 40,030 | $10.03 | 40,030 | $10.03 |
| Common Stock | Nonqualified Stock Option | Disposition | 2014-10-24 | 9,970 | $10.03 | 9,970 | $10.03 |
| Common Stock | Nonqualified Stock Option | Disposition | 2014-10-27 | 70,000 | $10.03 | 70,000 | $10.03 |
| Common Stock | Nonqualified Stock Option | Disposition | 2014-10-27 | 1,600 | $10.73 | 1,600 | $10.73 |
| Common Stock | Nonqualified Stock Option | Disposition | 2014-10-28 | 130,000 | $10.73 | 130,000 | $10.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70,000 | 2005-07-09 | 2015-06-09 | No | 4 | M | Direct |
| 0 | 2005-07-09 | 2015-06-09 | No | 4 | M | Direct |
| 0 | 2005-07-09 | 2015-06-09 | No | 4 | M | Direct |
| 148,400 | 2009-07-15 | 2015-06-15 | No | 4 | M | Direct |
| 18,400 | 2009-07-15 | 2015-06-15 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $33.00 to $33.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $33.00 to $33.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $$33.10 to $33.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $$33.10 to $33.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $33.20 to $33.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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