Filing Details
- Accession Number:
- 0001209191-14-065133
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-28 18:35:32
- Reporting Period:
- 2014-10-24
- Filing Date:
- 2014-10-28
- Accepted Time:
- 2014-10-28 18:35:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1356115 | Nexpoint Credit Strategies Fund | NHF | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228922 | D James Dondero | 300 Crescent Court, Suite 700 Dallas TX 75201 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-24 | 120,313 | $10.34 | 4,192,142 | No | 4 | P | Indirect | By trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 64,815 | Direct | |
Common Stock | 133,638 | Indirect | By trust |
Common Stock | 26,744 | Indirect | By PCMG Trading Partners XXIII, L.P. |
Common Stock | 1,344,067 | Indirect | By Highland Capital Management, L.P. |
Common Stock | 661,581 | Indirect | By Highland CDO Holding Company |
Common Stock | 582 | Indirect | By Highland Equity Focus Fund, L.P. |
Common Stock | 11,936 | Indirect | By Highland Capital Management Services, Inc. |
Common Stock | 173,352 | Indirect | By Governance Re, Ltd. |
Footnotes
- Includes shares acquired under the issuer's dividend reinvestment plan.
- These shares are directly owned by PCMG Trading Partners XXIII, L.P. ("PCMG"). Mr. Dondero is the President of Strand Advisors III Inc., PCMG's General Partner, and may be deemed to be an indirect beneficial owner of shares held by PCMG. Mr. Dondero disclaims such beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- These shares are directly held by Highland Capital Management, L.P. ("HCMLP"). Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- These shares are directly held by Highland CDO Holding Company ("HCDO"). HCMLP is the investment adviser of HCDO. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCDO. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- These shares are directly held by Highland Equity Focus Fund, L.P. ("HEFF"). HCMLP is the investment adviser of HEFF. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HEFF. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- These shares are directly held by Highland Capital Management Services, Inc. ("HCMSI"). Mr. Dondero is the President of HCMSI and may be deemed to be the indirect beneficial owner of the shares held by HCMSI. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- These shares are directly held by Governance Re, Ltd. ("Governance"). Mr. Dondero is the President of HCMSI, which is the sole member of Thread 55, LLC, which is the sole shareholder of Governance, Ltd., which is the sole shareholder of Governance, and may be deemed to be an indirect beneficial owner of shares held by Governance. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.