Filing Details
- Accession Number:
- 0001209191-14-065075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-28 16:16:47
- Reporting Period:
- 2014-10-27
- Filing Date:
- 2014-10-28
- Accepted Time:
- 2014-10-28 16:16:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501364 | United Financial Bancorp Inc. | UBNK | Savings Institutions, Not Federally Chartered (6036) | 273577029 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1325608 | Jr A Robert Stewart | United Financial Bancorp, Inc. 45 Glastonbury Blvd. Glastonbury CT 06033 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-27 | 100 | $13.28 | 100 | No | 4 | P | Indirect | As Custodian for Grandson |
Common Stock | Acquisiton | 2014-10-27 | 100 | $13.28 | 100 | No | 4 | P | Indirect | As Custodian for Grandson |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | As Custodian for Grandson |
No | 4 | P | Indirect | As Custodian for Grandson |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 38,067 | Direct | |
Common Stock | 7,813 | Indirect | By IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $9.17 | 2007-08-17 | 2016-08-17 | 28,743 | 28,743 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-08-17 | 28,743 | 28,743 | Direct |
Footnotes
- Includes shares of restricted stock which are 100% vested as of April 30, 2014.
- Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, each share of United Financial Bancorp, Inc. was exchanged for 1.3472 shares of Rockville Financial, Inc. At legal close, Rockville Financial, Inc. changed its name to United Financial Bancorp, Inc. in connection with the merger of United Financial Bancorp, Inc. into Rockville Financial, Inc.
- Includes 1,820 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.
- Options to purchase shares of common stock are 100% vested as of April 30, 2014. Also includes an equal number of stock appreciation rights. Stock appreciation rights are granted in tandem with the options granted and the exercise of one will cause the cancellation of the other.