Filing Details
- Accession Number:
- 0001209191-14-064954
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-27 19:13:34
- Reporting Period:
- 2014-10-23
- Filing Date:
- 2014-10-27
- Accepted Time:
- 2014-10-27 19:13:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 34408 | Family Dollar Stores Inc | FDO | Retail-Variety Stores (5331) | 560942963 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1328206 | W Barry Sullivan | P. O. Box 1017 Charlotte NC 28201 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-23 | 3,732 | $46.11 | 41,026 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-10-23 | 4,523 | $51.49 | 45,549 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-23 | 3,732 | $77.50 | 41,817 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-10-23 | 4,523 | $77.50 | 37,294 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-10-23 | 3,732 | $0.00 | 3,732 | $46.11 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-10-23 | 4,523 | $0.00 | 4,523 | $51.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-10-12 | 2015-10-11 | No | 4 | M | Direct |
| 4,522 | 2013-10-04 | 2016-10-03 | No | 4 | M | Direct |
Footnotes
- This option was granted on October 12, 2010, under the Family Dollar Stores, Inc. 2006 Incentive Plan, and no portion of the option was exercisable prior to October 12, 2012. Thereafter, the option vested in cumulative installments of not more than 40% of the number of shares subject to the option on October 12, 2012, 70% on October 12, 2013, and 100% on October 12, 2014.
- This option was granted on October 4, 2011, under the Family Dollar Stores, Inc. 2006 Incentive Plan, and no portion of the option may be exercised prior to October 4, 2013. Thereafter, the option became or will become vested in cumulative installments of not more than 40% of the number of shares subject to the option on October 4, 2013, 70% on October 4, 2014, and 100% on October 4, 2015.
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