Filing Details
- Accession Number:
- 0000776901-14-000101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-27 16:10:35
- Reporting Period:
- 2014-10-23
- Filing Date:
- 2014-10-27
- Accepted Time:
- 2014-10-27 16:10:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
776901 | Independent Bank Corp | INDB | State Commercial Banks (6022) | 042870273 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207221 | K Denis Sheahan | C/O Independent Bank Corp 288 Union Street Rockland MA 02370 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-23 | 12,000 | $34.18 | 60,469 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-10-23 | 11,162 | $38.03 | 49,307 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-10-23 | 838 | $36.97 | 48,469 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | NQ Stock Option (Right to Buy) | Disposition | 2014-10-23 | 12,000 | $0.00 | 12,000 | $34.18 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-12-09 | 2014-12-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 991 | Indirect | by Filer f/b/o daughter |
Common Stock | 1,978 | Indirect | By Filer f/b/o Sons |
Footnotes
- Total Holdings include 10,649.0313 shares held in Filer's 401(k) account
- Total Holdings include 316.1559 shares received pursuant to the Independent Bank Corp. 2010 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (5/21). Such transactions are exempt from the reporting requirements of Section 16 of the Securities Exchange Act of 1934, as amended.
- Shares held in Filer's name f/b/o Daughter. Holdings include 13.6618 shares received pursuant to the Independent Bank Corp. 2010 Divident Reinvestment and Stock Purchase Plan since the last Form 4 filing (5/21). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Exchange Act, the beneficial owner of such securities.
- Shares held in Filer's name f/b/o Sons. Holdings include 27.2602 shares received pursuant to the Independent Bank Corp. 2010 Divident Reinvestment and Stock Purchase Plan since the last Form 4 filing (5/21). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1937, as amended. The filing of this statement should not be construed as an admission that the undersigned is, for purposes of Section 16 of the Exchange Act, the beneficial owner of such securities.
- Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan. 4000 shares first became exercisable on June 9, 2005 and the remainder of the shares became exercisable on December 15, 2005.