Filing Details
- Accession Number:
- 0001387131-14-003521
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-24 18:25:54
- Reporting Period:
- 2014-10-22
- Filing Date:
- 2014-10-24
- Accepted Time:
- 2014-10-24 18:25:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1579412 | Fs Investment Corp Iii | NONE | () | 900994912 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1595173 | Iii N.c. Robert Nix | C/O Fs Investment Corporation Iii Cira Centre, 2929 Arch St., Suite 675 Philadelphia PA 19104 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-22 | 144 | $9.00 | 249 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,763 | Indirect | By Pleasant News, Inc. |
Footnotes
- Acquired in accordance with Mr. Nix's prior election to purchase shares of common stock of FS Investment Corporation III ("FSIC III") with fees earned during the prior calendar quarter as a director of FSIC III.
- Includes shares of common stock acquired through FSIC III's distribution reinvestment plan.
- These shares are directly owned by Pleasant News, Inc., a corporation controlled by Mr. Nix. Mr. Nix expressly disclaims beneficial ownership of any shares held by Pleasant News, Inc. that exceed his pecuniary interest therein.
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