Home > Insider Trading > Filing (0001209191-11-003117)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1173431	Td Ameritrade Holding Corp	AMTD	Security Brokers, Dealers & Flotation Companies (6211)	820543156

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1187589	S L Ellen Koplow	4211 South 102Nd St. Omaha NE 68127	Executive Vp, General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2010-10-25	3,528	$16.75	88,877	No	4	F	Direct
Common Stock	Acquisiton	2010-12-15	45	$0.00	88,922	No	4	A	Direct
Common Stock	Acquisiton	2011-01-11	23,800	$4.25	112,722	No	4	M	Direct
Common Stock	Disposition	2011-01-11	23,800	$20.02	88,922	No	4	S	Direct
Common Stock	Acquisiton	2011-01-12	88,555	$4.25	177,477	No	4	M	Direct
Common Stock	Disposition	2011-01-12	88,555	$20.03	88,922	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	F	Direct
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2011-01-11	23,800	$0.00	23,800	$4.25
Common Stock	Employee Stock Option (right to buy)	Disposition	2011-01-12	88,555	$0.00	88,555	$4.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
88,555		2011-10-23	No	4	M	Direct
0		2011-10-23	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	13,220	Indirect	By 401(k) plan

Footnotes

This sale was effected under a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2010.
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $20.00 to $20.07. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $20.00 to $20.09. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
The option vested annually from the date of grant over four years.