Filing Details
- Accession Number:
- 0001209191-14-064767
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-24 17:25:17
- Reporting Period:
- 2009-01-01
- Filing Date:
- 2014-10-24
- Accepted Time:
- 2014-10-24 17:25:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1356115 | Nexpoint Credit Strategies Fund | NHF | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228922 | D James Dondero | 300 Crescent Court, Suite 700 Dallas TX 75201 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-06 | 138 | $10.52 | 25,616 | No | 4 | P | Direct | |
Common Stock | Disposition | 2014-03-05 | 322 | $11.33 | 25,360 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-03-11 | 63 | $11.62 | 25,483 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-03-11 | 153 | $11.62 | 25,636 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-03-26 | 64 | $11.35 | 25,700 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- To correct certain acquisitions made in error by the administrator of the Reporting Person's 401(k) plan (the "Administrator"), the Administrator disposed of the securities reflected herein. The sale of NHF common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, (i) to the extent of 95.98 shares, with the Reporting Person's purchase of 95.98 shares of NHF common stock on September 17, 2013, (ii) to the extent of 92.98 shares, with the Reporting Person's purchase of 92.98 shares of NHF common stock on October 2, 2013, (iii) to the extent of 92.99 shares, with the Reporting Person's purchase of 92.99 shares of NHF common stock on October 17, 2013, and (iv) to the extent of 39.84 shares, with the Reporting Person's purchase of 39.84 shares on November 8, 2013.
- (Continued from footnote 16) The Reporting Person has paid to NHF $1,125.60, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs. Includes 65.2690 shares acquired on February 28, 2014 under the issuer's dividend reinvestment plan.
- Includes 60.29 shares acquired on March 10, 2014 under the issuer's dividend reinvestment plan.