Filing Details
- Accession Number:
- 0000902664-14-004161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-24 18:01:21
- Reporting Period:
- 2014-10-22
- Filing Date:
- 2014-10-24
- Accepted Time:
- 2014-10-24 17:01:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070380 | Saba Software Inc | SABA | Services-Prepackaged Software (7372) | 943267638 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1292832 | Capital Emancipation | 825 Third Avenue 33Rd Floor New York NY 10022 | No | No | Yes | No | |
1314587 | Charles Frumberg | 825 Third Avenue 33Rd Floor New York NY 10022 | No | No | Yes | No | |
1314840 | Emancipation Capital, Llc | 825 Third Avenue 33Rd Floor New York NY 10022 | No | No | Yes | No | |
1478861 | Emancipation Management Llc | 825 Third Avenue 33Rd Floor New York NY 10022 | No | No | Yes | No | |
1594802 | Emancipation Capital Spv Iii Llc | 825 Third Avenue New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value ("Common Stock") | Acquisiton | 2014-10-22 | 40,560 | $13.18 | 3,366,030 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2014-10-23 | 40,000 | $13.40 | 3,406,030 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
Footnotes
- The securities reported herein are held by (i) Emancipation Capital Master, Ltd., a Cayman Islands exempted company ("Emancipation Master Ltd."), (ii) Emancipation Capital SPV III LLC, a Delaware limited liability company ("Emancipation Capital SPV") and (iii) a certain account managed by Emancipation Management (as defined below) (the "Managed Account").
- Mr. Charles Frumberg ("Mr. Frumberg") serves as the managing member of Emancipation Management LLC, a New York limited liability company ("Emancipation Management"), and Emancipation Capital LLC, a Delaware limited liability company ("Emancipation Capital LLC "). Emancipation Management serves as the investment manager of Emancipation Master Ltd., Emancipation Capital SPV and the Managed Account. Emancipation Capital LLC serves as the managing member of Emancipation Capital SPV. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.