Filing Details

Accession Number:
0000776901-14-000097
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-24 16:21:54
Reporting Period:
2014-10-22
Filing Date:
2014-10-24
Accepted Time:
2014-10-24 16:21:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
776901 Independent Bank Corp INDB State Commercial Banks (6022) 042870273
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1586267 D Robert Cozzone C/O Independent Bank Corp.
288 Union Street
Rockland MA 02370
Cfo And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-22 2,500 $34.18 18,235 No 4 M Direct
Common Stock Disposition 2014-10-22 2,000 $38.33 16,235 No 4 S Direct
Common Stock Disposition 2014-10-22 500 $38.31 15,735 No 4 S Direct
Common Stock Acquisiton 2014-10-23 2,500 $34.18 18,235 No 4 M Direct
Common Stock Disposition 2014-10-23 2,500 $38.13 15,735 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock NQ Stock Option (Right to Buy) Disposition 2014-10-22 2,500 $0.00 2,500 $34.18
Common Stock NQ Stock Option (Right to Buy) Disposition 2014-10-23 2,500 $0.00 2,500 $34.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,500 2005-12-15 2014-12-09 No 4 M Direct
0 2005-12-15 2014-12-09 No 4 M Direct
Footnotes
  1. Total Holdings include 2,482.8344 shares held in Filer's 401(k) account
  2. Holdings include 87.698828 shares acquired as a result of participation in the Independent Bank Corp. 2010 Dividend Reinvestment and Stock Purchase Plan since the last Form 4 filing (5/20). Such transactions are exempt from the reporting requirements of Section 16 of the Securities and Exchange Act of 1934, as amended.
  3. This price represents the weighted average purchase price of stock sales that were executed at prices ranging from $37.989 through $38.25 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.