Filing Details
- Accession Number:
- 0001225208-11-003003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-13 17:11:16
- Reporting Period:
- 2011-01-12
- Filing Date:
- 2011-01-13
- Accepted Time:
- 2011-01-13 17:11:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1500213 | Si Financial Group Inc. | SIFI | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1450806 | David Weston | 803 Main Street Willimantic CT 06226 | Svp & Senior Trust Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-12 | 1,077 | $0.00 | 1,077 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2011-01-12 | 1,250 | $8.00 | 1,250 | No | 4 | P | Indirect | By 401(k) |
Common Stock | Acquisiton | 2011-01-12 | 2,204 | $0.00 | 2,204 | No | 4 | J | Indirect | By ESOP |
Common Stock | Acquisiton | 2011-01-12 | 3,592 | $0.00 | 3,592 | No | 4 | J | Indirect | By Stock Award |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | P | Indirect | By 401(k) |
No | 4 | J | Indirect | By ESOP |
No | 4 | J | Indirect | By Stock Award |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Acquisiton | 2011-01-12 | 4,490 | $0.00 | 4,490 | $5.68 |
Common Stock | Stock Options | Acquisiton | 2011-01-12 | 8,981 | $0.00 | 8,981 | $11.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,490 | 2011-02-24 | 2020-02-24 | No | 4 | J | Direct |
8,981 | 2006-05-17 | 2015-05-17 | No | 4 | J | Direct |
Footnotes
- Pursuant to the Plan of Conversion and Reorganization, as amended and restated, each share of SI Financial Group, Inc. common stock was exchanged for 0.8981 shares of (new) SI Financial Group, Inc. common stock.
- Stock Awards granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan will vest in five equal annual installments commencing on March 19, 2010.
- Pursuant to the Plan of Conversion and Reorganization, as amended and restated, each option to purchase a share of SI Financial Group, Inc. was converted into an option to purchase 0.8981 shares of (new) SI Financial Group, Inc. common stock, rounded to the nearest share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 0.8981 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.
- Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 24, 2011.
- Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.