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Home > Insider Trading > Filing (0001200876-14-000167)

Filing Details

Accession Number:: 0001200876-14-000167
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-23 21:00:54
Reporting Period:: 2014-10-21

Filing Date:: 2014-10-23
Accepted Time:: 2014-10-23 21:00:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1000045	Nicholas Financial Inc	NICK	Short-Term Business Credit Institutions (6153)	593019317

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1265079	L Peter Vosotas	2849 Shady Oak Court Clearwater FL 34621		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-10-21	500,000	$11.25	632,958	No	4	S	Indirect	By: Vosotas Family Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By: Vosotas Family Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	376,883	Direct
Common Stock	4,432	Indirect	By: Spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options (right to buy)	$0.35		2019-04-01	27,500	27,500	Direct
Common Stock	Stock Options (right to buy)	$0.38		2019-03-31	55,000	55,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-04-01	27,500	27,500	Direct
2019-03-31	55,000	55,000	Direct

Footnotes

The option vests in two equal annual installments beginning on April 1, 2010.
The option vests in two equal annual installments beginning on March 31, 2010.