Filing Details
- Accession Number:
- 0001212545-14-000156
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-23 19:24:36
- Reporting Period:
- 2014-10-21
- Filing Date:
- 2014-10-23
- Accepted Time:
- 2014-10-23 19:24:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1212545 | Western Alliance Bancorporation | WAL | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187511 | Gary Robert Sarver | C/O Western Alliance Bancorporation One E. Washington Street, Ste 1400 Phoenix AZ 85004 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-21 | 60,000 | $15.90 | 1,873,161 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-10-21 | 100,000 | $7.61 | 1,973,161 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-21 | 160,000 | $24.65 | 1,813,161 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to buy) | Disposition | 2014-10-21 | 60,000 | $0.00 | 60,000 | $15.90 |
| Common Stock | Employee Stock Options (Right to buy) | Disposition | 2014-10-21 | 100,000 | $0.00 | 100,000 | $7.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-01-23 | 2015-01-23 | No | 4 | M | Direct |
| 0 | 2013-01-30 | 2016-01-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30,000 | Indirect | Spouse |
| Common Stock | 199,758 | Indirect | Sarver Family Trust dated 09/29/1997 |
| Common Stock | 166,022 | Indirect | SF III Ltd Partnership |
| Common Stock | 33,105 | Indirect | Vulture II Corporation |
| Common Stock | 5,149 | Indirect | Robert G. Sarver Trust dated 09/29/1997 |
| Common Stock | 5,923 | Indirect | 401K Plan |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.915, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- Reflects shares held in the 401K Plan to include employer match as of 10/16/14.
Billionaire Hedge Funds
