Filing Details
- Accession Number:
- 0001209191-14-064561
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-23 18:35:11
- Reporting Period:
- 2014-10-21
- Filing Date:
- 2014-10-23
- Accepted Time:
- 2014-10-23 18:35:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1575515 | Sprouts Farmers Market Inc. | SFM | Retail-Grocery Stores (5411) | 320331600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1581624 | N. Amin Maredia | 11811 N.tatum Blvd Suite 2400 Phoenix AZ 85028 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-10-21 | 7,219 | $1.09 | 78,878 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2014-10-21 | 7,219 | $29.50 | 71,659 | No | 4 | S | Indirect | By Amin Maredia Family Growth Fund, L.P. |
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-10-21 | 44,163 | $3.33 | 115,822 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2014-10-21 | 44,163 | $29.50 | 71,659 | No | 4 | S | Indirect | By Amin Maredia Family Growth Fund, L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Indirect | By Amin Maredia Family Growth Fund, L.P. |
| No | 4 | M | Direct | |
| No | 4 | S | Indirect | By Amin Maredia Family Growth Fund, L.P. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Stock Option (right to buy) | Disposition | 2014-10-21 | 7,219 | $0.00 | 7,219 | $1.09 |
| Common Stock, Par Value $0.001 Per Share | Stock Option (right to buy) | Disposition | 2014-10-21 | 44,163 | $0.00 | 44,163 | $3.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-09-25 | No | 4 | M | Direct | |
| 35,322 | 2018-09-25 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Consists of 65,000 shares of common stock and 6,659 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vest date.
- The remaining shares of common stock are held by Amin Maredia Family Growth Fund, L.P., an entity established by the reporting person for estate planning purposes. The reporting person (i) may be deemed to have beneficial ownership of the shares owned of record thereby, and (ii) has shared voting and investment power with respect to such shares.
- All such options are presently exercisable; excludes an additional 88,771 outstanding options held by the reporting person at various strike prices.
Billionaire Hedge Funds
