Filing Details

Accession Number:
0001181431-11-003537
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-13 17:08:40
Reporting Period:
2011-01-11
Filing Date:
2011-01-13
Accepted Time:
2011-01-13 17:08:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122904 Netgear Inc NTGR Telephone & Telegraph Apparatus (3661) 770419172
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257008 Cs Patrick Lo Netgear, Inc.
350 E. Plumeria Dr.
San Jose CA 95134
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-11 5,000 $0.00 39,890 No 4 M Direct
Common Stock Disposition 2011-01-11 1,834 $36.40 38,056 No 4 F Direct
Common Stock Acquisiton 2011-01-12 5,000 $0.00 43,056 No 4 M Direct
Common Stock Disposition 2011-01-12 1,842 $37.27 41,214 No 4 F Direct
Common Stock Acquisiton 2011-01-13 10,000 $15.35 51,214 No 4 M Direct
Common Stock Disposition 2011-01-13 10,000 $37.50 41,214 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-01-13 10,000 $0.00 10,000 $15.35
Common Stock Restricted Stock Units Disposition 2011-01-12 5,000 $0.00 5,000 $0.00
Common Stock Restricted Stock Units Disposition 2011-01-11 5,000 $0.00 5,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,100 2015-03-11 No 4 M Direct
0 No 4 M Direct
5,000 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 44,183 Indirect See footnote
Common Stock 41,939 Indirect See footnote
Common Stock 197,661 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $22.68 2016-05-23 100,000 100,000 Direct
Common Stock Employee Stock Option (Right to Buy) $29.23 2017-01-12 100,000 100,000 Direct
Common Stock Employee Stock Option (Right to Buy) $28.79 2018-01-11 100,000 100,000 Direct
Common Stock Employee Stock Option (Right to Buy) $11.41 2019-01-16 100,000 100,000 Direct
Common Stock Restricted Stock Units $0.00 15,000 15,000 Direct
Common Stock Employee Stock Option (Right to Buy) $21.10 2020-02-02 100,000 100,000 Direct
Common Stock Employee Stock Option (Right to Buy) $20.80 2020-06-13 40,000 40,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-05-23 100,000 100,000 Direct
2017-01-12 100,000 100,000 Direct
2018-01-11 100,000 100,000 Direct
2019-01-16 100,000 100,000 Direct
15,000 15,000 Direct
2020-02-02 100,000 100,000 Direct
2020-06-13 40,000 40,000 Direct
Footnotes
  1. The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99.
  2. The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.
  3. 25% of the option grant is exercisable on 5/23/2007, and 1/48 of the option grant is exercisable each month thereafter.
  4. Converts to common stock on a one for one basis.
  5. Not applicable.
  6. 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.
  7. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/12/2007, the vest start date, so that all of the units will have vested on 1/12/2011.
  8. 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
  9. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/11/2008, the vest start date, so that all of the units will have vested on 1/11/2012.
  10. 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.
  11. Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013.
  12. The shares are held by the Patrick C.S. Lo 2009 Grantor Retained Annuity Trust.
  13. 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
  14. 100% of this option grant is exercisable on 3/11/05, the grant date. Shares underlying the option are restricted from transfer, with the restriction lapsing with respect to 25% of the shares on each subsequent anniversary of the grant date, so that all underlying shares will be free from transfer restrictions on 3/11/09.
  15. 25% of the shares subject to the option shall vest twelve months on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
  16. Acquired pursuant to the vesting of restricted stock units which convert to common stock on a one for one basis.
  17. The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by teh reporting person on August 11, 2010.