Filing Details
- Accession Number:
- 0001181431-11-003533
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-13 17:07:27
- Reporting Period:
- 2011-01-11
- Filing Date:
- 2011-01-13
- Accepted Time:
- 2011-01-13 17:07:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1102741 | Stec Inc. | STEC | Computer Storage Devices (3572) | 330399154 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1016350 | Michael F Ball | C/O Stec, Inc. 3001 Daimler Street Santa Ana CA 92705-5812 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-01-11 | 50,000 | $3.67 | 57,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-01-11 | 50,000 | $21.03 | 7,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2011-01-11 | 50,000 | $0.00 | 50,000 | $3.67 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
125,000 | 2014-05-19 | No | 4 | M | Direct |
Footnotes
- The shares subject to the options were fully vested, having vested in five equal annual installments beginning 5/19/2005.
- The reporting person sold these shares pursuant to a 10b5-1 plan.
- This transaction was executed in multiple trades at prices ranging from $21.000 to $21.076The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.