Filing Details

Accession Number:
0001209191-14-064512
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-23 17:13:29
Reporting Period:
2014-10-22
Filing Date:
2014-10-23
Accepted Time:
2014-10-23 17:13:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
885322 Anchor Bancorp Wisconsin Inc ABCW Savings Institutions, Not Federally Chartered (6036) 391726871
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1449556 S. Martin Friedman 1313 Dolley Madison Blvd.
Ste 306
Mclean VA 22101
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-22 4,000 $26.00 5,000 No 4 A Direct
Common Stock Disposition 2014-10-22 1,500 $24.31 48,500 No 4 S Indirect See Footnotes
Common Stock Disposition 2014-10-22 24,834 $24.31 802,966 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Footnotes
  1. Consists of shares of Anchor Bancorp Wisconsin Inc. (the "Issuer") purchased by Mr. Friedman in the Issuer's initial public offering at the initial public offering price.
  2. Consists of shares sold by Financial Opportunity Fund LLC (formerly FJ Capital Long/Short Equity Fund LLC) ("Financial Fund") in the Issuer's initial public offering at the initial public offering price, net of the underwriter discount in such offering.
  3. Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC, which is (i) the managing member of Financial Fund, which holds 48,500 of the shares of Issuer reported herein and (ii) the sub-investment advisor of Bridge Equities III, LLC ("Bridge"), which holds 802,966 of the shares of the Issuer (together with the shares held by Financial Fund, the "Shares").
  4. Because of the Reporting Person's relationship to Financial Fund and Bridge, the Reporting Person may be deemed to beneficially own the Shares to the extent of the greater of his direct or indirect pecuniary interest in the profits or capital accounts of each of Financial Fund and Bridge. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any Shares beneficially owned in excess of his pecuniary interest.
  5. Consists of shares sold by Bridge in the Issuer's initial public offering at the initial public offering price, net of the underwriter discount in such offering.