Filing Details
- Accession Number:
- 0001209191-14-064512
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-23 17:13:29
- Reporting Period:
- 2014-10-22
- Filing Date:
- 2014-10-23
- Accepted Time:
- 2014-10-23 17:13:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
885322 | Anchor Bancorp Wisconsin Inc | ABCW | Savings Institutions, Not Federally Chartered (6036) | 391726871 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1449556 | S. Martin Friedman | 1313 Dolley Madison Blvd. Ste 306 Mclean VA 22101 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-22 | 4,000 | $26.00 | 5,000 | No | 4 | A | Direct | |
Common Stock | Disposition | 2014-10-22 | 1,500 | $24.31 | 48,500 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2014-10-22 | 24,834 | $24.31 | 802,966 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- Consists of shares of Anchor Bancorp Wisconsin Inc. (the "Issuer") purchased by Mr. Friedman in the Issuer's initial public offering at the initial public offering price.
- Consists of shares sold by Financial Opportunity Fund LLC (formerly FJ Capital Long/Short Equity Fund LLC) ("Financial Fund") in the Issuer's initial public offering at the initial public offering price, net of the underwriter discount in such offering.
- Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC, which is (i) the managing member of Financial Fund, which holds 48,500 of the shares of Issuer reported herein and (ii) the sub-investment advisor of Bridge Equities III, LLC ("Bridge"), which holds 802,966 of the shares of the Issuer (together with the shares held by Financial Fund, the "Shares").
- Because of the Reporting Person's relationship to Financial Fund and Bridge, the Reporting Person may be deemed to beneficially own the Shares to the extent of the greater of his direct or indirect pecuniary interest in the profits or capital accounts of each of Financial Fund and Bridge. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any Shares beneficially owned in excess of his pecuniary interest.
- Consists of shares sold by Bridge in the Issuer's initial public offering at the initial public offering price, net of the underwriter discount in such offering.