Filing Details
- Accession Number:
- 0001181431-11-003532
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-13 17:07:04
- Reporting Period:
- 2011-01-11
- Filing Date:
- 2011-01-13
- Accepted Time:
- 2011-01-13 17:07:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122904 | Netgear Inc | NTGR | Telephone & Telegraph Apparatus (3661) | 770419172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256282 | F Michael Falcon | Netgear, Inc. 350 E. Plumeria Dr. San Jose CA 95134 | Svp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-11 | 312 | $28.79 | 7,929 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-11 | 312 | $36.88 | 7,617 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-11 | 2,125 | $0.00 | 9,742 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-11 | 780 | $36.40 | 8,962 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-01-12 | 313 | $29.23 | 9,275 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-12 | 313 | $36.93 | 8,962 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-12 | 1,875 | $0.00 | 10,837 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-12 | 688 | $37.27 | 10,149 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2011-01-12 | 1,875 | $0.00 | 1,875 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-01-11 | 2,125 | $0.00 | 2,125 | $0.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-01-11 | 312 | $0.00 | 312 | $28.79 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-01-12 | 313 | $0.00 | 313 | $29.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 2,125 | No | 4 | M | Direct | ||
| 3,751 | 2018-01-11 | No | 4 | M | Direct | |
| 0 | 2017-01-12 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $11.41 | 2019-01-16 | 7,813 | 7,813 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 6,375 | 6,375 | Direct | ||
| Common Stock | Employee Stock Option (Right to Buy) | $21.10 | 2020-02-02 | 20,000 | 20,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $20.80 | 2020-06-13 | 17,000 | 17,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-01-16 | 7,813 | 7,813 | Direct |
| 6,375 | 6,375 | Direct | |
| 2020-02-02 | 20,000 | 20,000 | Direct |
| 2020-06-13 | 17,000 | 17,000 | Direct |
Footnotes
- Converts to common stock on a one for one basis.
- Not applicable.
- 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
- Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/12/2007, the vest start date, so that all of the units will have vested on 1/12/2011.
- Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/11/2008, the vest start date, so that all of the units will have vested on 1/11/2012.
- 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.
- Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013.
- 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
- The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2010.
- Acquired pursuant to the vesting of restricted stock units which convert to common stock on a one for one basis.
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