Filing Details

Accession Number:
0001140361-14-038872
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-23 14:20:33
Reporting Period:
2014-10-21
Filing Date:
2014-10-23
Accepted Time:
2014-10-23 13:20:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1609065 Pathfinder Bancorp Inc. PBHC State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1214100 P George Joyce 214 West First Street
Oswego NY 13126
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-21 295 $9.77 76,990 No 4 P Indirect By POA
Common Stock Acquisiton 2014-10-21 110 $9.84 77,100 No 4 P Indirect By POA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By POA
No 4 P Indirect By POA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,888 Indirect By IRA
Common Stock 2,264 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $5.46 2012-06-23 2021-06-23 8,236 8,236 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-06-23 8,236 8,236 Direct
Footnotes
  1. Stock options vest at a rate of 20% per year commencing on June 23, 2012.