Filing Details
- Accession Number:
- 0001140361-14-038872
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-23 14:20:33
- Reporting Period:
- 2014-10-21
- Filing Date:
- 2014-10-23
- Accepted Time:
- 2014-10-23 13:20:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1609065 | Pathfinder Bancorp Inc. | PBHC | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1214100 | P George Joyce | 214 West First Street Oswego NY 13126 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-21 | 295 | $9.77 | 76,990 | No | 4 | P | Indirect | By POA |
Common Stock | Acquisiton | 2014-10-21 | 110 | $9.84 | 77,100 | No | 4 | P | Indirect | By POA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By POA |
No | 4 | P | Indirect | By POA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,888 | Indirect | By IRA |
Common Stock | 2,264 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $5.46 | 2012-06-23 | 2021-06-23 | 8,236 | 8,236 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-06-23 | 8,236 | 8,236 | Direct |
Footnotes
- Stock options vest at a rate of 20% per year commencing on June 23, 2012.