Filing Details
- Accession Number:
- 0001311241-14-000138
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-22 19:15:40
- Reporting Period:
- 2014-10-20
- Filing Date:
- 2014-10-22
- Accepted Time:
- 2014-10-22 19:15:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311241 | Intermolecular Inc | IMI | Semiconductors & Related Devices (3674) | 201616267 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1528626 | E David Lazovsky | Intermolecular, Inc. 3011 North First Street San Jose CA 95134-2004 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Disposition | 2014-10-20 | 4,133 | $2.08 | 2,919,079 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2014-10-20 | 4,133 | $2.08 | 2,914,946 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2014-10-20 | 1,875 | $2.08 | 2,913,071 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This sale was made as part of a "sell to cover taxes" arrangement in connection with the October 12, 2014 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated February 26, 2014. The sale was made pursuant to a 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer.
- The transaction was executed in multiple trades at a price of $2.0831, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- This sale was made as part of a "sell to cover taxes" arrangement in connection with the October 12, 2014 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated February 04, 2013. The sale was made pursuant to a 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer.
- This sale was made as part of a "sell to cover taxes" arrangement in connection with the October 12, 2014 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated March 29, 2012. The sale was made pursuant to a 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer.