Filing Details

Accession Number:
0001311241-14-000138
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-22 19:15:40
Reporting Period:
2014-10-20
Filing Date:
2014-10-22
Accepted Time:
2014-10-22 19:15:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1311241 Intermolecular Inc IMI Semiconductors & Related Devices (3674) 201616267
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528626 E David Lazovsky Intermolecular, Inc.
3011 North First Street
San Jose CA 95134-2004
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Disposition 2014-10-20 4,133 $2.08 2,919,079 No 4 S Direct
Common Stock, $0.001 Par Value Disposition 2014-10-20 4,133 $2.08 2,914,946 No 4 S Direct
Common Stock, $0.001 Par Value Disposition 2014-10-20 1,875 $2.08 2,913,071 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. This sale was made as part of a "sell to cover taxes" arrangement in connection with the October 12, 2014 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated February 26, 2014. The sale was made pursuant to a 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer.
  2. The transaction was executed in multiple trades at a price of $2.0831, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
  3. This sale was made as part of a "sell to cover taxes" arrangement in connection with the October 12, 2014 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated February 04, 2013. The sale was made pursuant to a 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer.
  4. This sale was made as part of a "sell to cover taxes" arrangement in connection with the October 12, 2014 vesting of certain shares of restricted stock that the Reporting Person acquired pursuant to a restricted stock grant dated March 29, 2012. The sale was made pursuant to a 10b5-1 plan entered into by the Reporting Person. No shares were withheld by or surrendered to the issuer.