Home > Insider Trading > Filing (0001181431-14-034687)

Filing Details

Accession Number:: 0001181431-14-034687
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-22 19:02:47
Reporting Period:: 2014-10-20

Filing Date:: 2014-10-22
Accepted Time:: 2014-10-22 19:02:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1367311	Dakota Plains Holdings Inc.	DAKP	Wholesale-Petroleum Bulk Stations & Terminals (5171)	202543857

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1607229	Jr. Thomas William Derosa	294 Grove Lane East Wayzata MN 55391		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-20	25,000	$1.96	3,957,026	No	4	P	Indirect	In accounts advised by Lone Star Value Management, LLC
Common Stock	Acquisiton	2014-10-21	25,000	$1.95	3,982,026	No	4	P	Indirect	In accounts advised by Lone Star Value Management, LLC
Common Stock	Acquisiton	2014-10-22	17,974	$1.95	4,000,000	No	4	P	Indirect	In accounts advised by Lone Star Value Management, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	In accounts advised by Lone Star Value Management, LLC
No	4	P	Indirect	In accounts advised by Lone Star Value Management, LLC
No	4	P	Indirect	In accounts advised by Lone Star Value Management, LLC

Footnotes

The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Investors, LP on August 13, 2014.
The price reported is a weighted average price. These 25,000 shares were purchased in multiple transactions on October 20, 2014 at prices ranging from $1.925 to $1.98 per share by Lone Star Value Investors, LP, for whom Lone Star Value Management, LLC acts as an investment manager. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
The price reported is a weighted average price. These 25,000 shares were purchased in multiple transactions on October 21, 2014 at prices ranging from $1.91 to $1.98 per share by Lone Star Value Investors, LP, for whom Lone Star Value Management, LLC acts as an investment manager. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
The price reported is a weighted average price. These 17,974 shares were purchased in multiple transactions on October 22, 2014 at prices ranging from $1.90 to $1.97 per share by Lone Star Value Investors, LP, for whom Lone Star Value Management, LLC acts as an investment manager. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.