Filing Details
- Accession Number:
- 0001209191-14-064303
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-10-22 16:18:00
- Reporting Period:
- 2014-09-24
- Filing Date:
- 2014-10-22
- Accepted Time:
- 2014-10-22 16:18:00
- Original Submission Date:
- 2014-09-25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
846913 | Fuel Tech Inc. | FTEK | Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) | 205657551 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1246268 | G Douglas Bailey | 120 Long Ridge Road Stamford CT 06902 | President, Ceo & Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-24 | 6,800 | $4.23 | 1,754,838 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,000 | Indirect | Daughter |
Common Stock | 245,000 | Indirect | Family Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.18 to $4.25 inclusive.
- This amendment is filed to reflect this previously reported indirect holding. The reporting person disclaims beneficial ownership of these shares.
- The reporting person is a beneficiary of the trust and shares investment control over the shares in the trust. The reporting person disclaims beneficial ownership of the shares in the trust, except to the extent of his pecuniary interest. This report should not be deemed an admission that the reporting person is the beneficial owner of the shares held by the trust or by the daughter for purposes of Section 16 or for any other purpose.