Filing Details
- Accession Number:
- 0001209191-14-064287
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-22 15:53:44
- Reporting Period:
- 2014-10-20
- Filing Date:
- 2014-10-22
- Accepted Time:
- 2014-10-22 15:53:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1071625 | Dover Saddlery Inc | DOVR | Retail-Miscellaneous Shopping Goods Stores (5940) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1344341 | Ar Jonathan Grylls | 525 Great Rd Littleton MA 01460 | Chief Strategy Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-20 | 38,665 | $1.94 | 179,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-10-20 | 38,665 | $1.94 | 38,665 | $1.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
91,845 | 2014-12-29 | No | 4 | C | Direct |
Footnotes
- The reporting person transferred 54,735 shares of the issuer's Common Stock (the "Shares") to The Jonathan Andrew Richard Grylls Living Trust u/d/t dated September 27, 2006 (the "Trust"), of which the reporting person is one of the Trustees. The reporting person continues to have a pecuniary interest in the Trust, as the beneficiary of the Trust, has investment control over the Shares; and as the settlor of the Trust, has the right to revoke the Trust without the consent of another person.Includes (i) 54,735 shares of the issuer's Common Stock (the "Shares") held by the Trust, as the result of the transfer reported hereby, and (ii) 124,265 Shares held by the reporting person individually after exercising Incentive Stock Option to purchase a total of 38,665 shares of Common Stock, as reported in Table II.
- All options had vested at end of 5-year vesting schedule on December 29, 2009.
- Reflects total outstanding Incentive Stock Options held by this reporting person as pf 10/22/2014. Together with Non-Qualified Stock Options the total stock options held by this reporting person as of 10/22/2014 equals 112,285.