Filing Details

Accession Number:
0001209191-14-064228
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-21 21:49:50
Reporting Period:
2014-10-17
Filing Date:
2014-10-21
Accepted Time:
2014-10-21 21:49:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348324 Ldr Holding Corp LDRH Surgical & Medical Instruments & Apparatus (3841) 203933262
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1026185 Matthew J Mackowski 360 Post St
Suite 601
San Francisco CA 94108
No No Yes No
1113663 G Robert Shepler 360 Post Street
Suite 601
San Francisco CA 94108
No No Yes No
1512119 A. Thomas Raffin 360 Post Street
Suite 601
San Francisco CA 94108
No No Yes No
1588083 Deval Lashkari 360 Post Street
Suite 601
San Francisco CA 94108
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-10-17 22,710 $32.98 2,371,995 No 4 S Indirect See Footnote 2
Common Stock Disposition 2014-10-20 35,817 $33.20 2,336,178 No 4 S Indirect See Footnote 2
Common Stock Disposition 2014-10-21 8,110 $33.39 2,328,068 No 4 S Indirect See Footnote 2
Common Stock Disposition 2014-10-17 615 $32.98 64,213 No 4 S Indirect See Footnote 5
Common Stock Disposition 2014-10-20 970 $33.20 63,243 No 4 S Indirect See Footnote 5
Common Stock Disposition 2014-10-21 220 $33.39 63,023 No 4 S Indirect See Footnote 5
Common Stock Disposition 2014-10-17 3,297 $32.98 344,436 No 4 S Indirect See Footnote 6
Common Stock Disposition 2014-10-20 5,201 $33.20 339,235 No 4 S Indirect See Footnote 6
Common Stock Disposition 2014-10-21 1,178 $33.39 338,057 No 4 S Indirect See Footnote 6
Common Stock Disposition 2014-10-17 142 $32.98 14,821 No 4 S Indirect See Footnote 7
Common Stock Disposition 2014-10-20 224 $33.20 14,597 No 4 S Indirect See Footnote 7
Common Stock Disposition 2014-10-21 50 $33.39 14,547 No 4 S Indirect See Footnote 7
Common Stock Disposition 2014-10-17 500 $32.98 52,210 No 4 S Indirect See Footnote 8
Common Stock Disposition 2014-10-20 788 $33.20 51,422 No 4 S Indirect See Footnote 8
Common Stock Disposition 2014-10-21 178 $33.39 51,244 No 4 S Indirect See Footnote 8
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote 2
No 4 S Indirect See Footnote 2
No 4 S Indirect See Footnote 2
No 4 S Indirect See Footnote 5
No 4 S Indirect See Footnote 5
No 4 S Indirect See Footnote 5
No 4 S Indirect See Footnote 6
No 4 S Indirect See Footnote 6
No 4 S Indirect See Footnote 6
No 4 S Indirect See Footnote 7
No 4 S Indirect See Footnote 7
No 4 S Indirect See Footnote 7
No 4 S Indirect See Footnote 8
No 4 S Indirect See Footnote 8
No 4 S Indirect See Footnote 8
Footnotes
  1. The range of prices for the shares of Common Stock is from $32.40 - $33.53. The Reporting Person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  2. Shares held directly by Telegraph Hill Partners II, L.P. ("THP II"). Telegraph Hill Partners II Investment Management, LLC ("THP II IM") is the general partner of THP II. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP II IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP II.
  3. The range of prices for the shares of Common Stock is from $32.58 - $33.50. The Reporting Person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  4. The range of prices for the shares of Common Stock is from $32.81 - $33.76. The Reporting Person undertakes that it will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  5. Shares held directly by Telegraph Hill Partners, L.P. ("THP I"). Telegraph Hill Partners Investment Management, LLC ("THP IM") is the general partner of THP I. Telegraph Hill Partners Management Company, LLC ("THPMC") is the manager of THP IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP I.
  6. Shares held directly by Telegraph Hill Partners SBIC, L.P. ("THP SBIC"). Telegraph Hill Partners SBIC, LLC ("THP SBIC, LLC") is the general partner of THP SBIC. Robert Shepler, Dr. Thomas Raffin, J. Matthew Mackowski and Deval Lashkari are the managers of THP SBIC, LLC and may be deemed to have beneficial ownership of the shares held by THP SBIC.
  7. Shares held directly by THP Affiliates Fund, LLC ("THP Affiliates"). Telegraph Hill Partners Investment Management, LLC ("THP IM") the manager of THP Affiliates ("THP Affiliates"). THPMC is the manager of THP IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP Affiliates.
  8. Shares held directly by THP II Affiliates Fund, LLC ("THP II Affiliates"). THP II IM the manager of THP II Affiliates. THPMC is the manager of both THP II IM. Robert G. Shepler, J. Matthew Mackowski, Dr. Thomas A. Raffin and Deval Lashkari are each managers of THPMC and may be deemed to have beneficial ownership of the shares held by THP II Affiliates.