Filing Details
- Accession Number:
- 0001209191-14-064176
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-21 16:57:18
- Reporting Period:
- 2014-10-20
- Filing Date:
- 2014-10-21
- Accepted Time:
- 2014-10-21 16:57:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1142596 | Nuvasive Inc | NUVA | Surgical & Medical Instruments & Apparatus (3841) | 330768598 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1289408 | Keith Valentine | 7475 Lusk Blvd. San Diego CA 92121 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-20 | 1,334 | $9.50 | 76,119 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-10-20 | 883 | $34.96 | 75,236 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2004-10-20 | 1,334 | $0.00 | 1,334 | $9.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-10-20 | No | 4 | M | Direct |
Footnotes
- Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive or purchase (as appropriate) shares pursuant to previously disclosed Company equity awards.
- These shares were sold solely to generate proceeds that were used to satisfy the exercise price of the respective stock options and the minimum statutory tax withholdings applicable thereto. The balance of the shares exercised remain held by the Reporting Person.
- The option, representing a right to purchase a total of 60,000 shares, became exercisable as follows: 25% of the shares vested on January 1, 2004; 1/36th of the remaining shares vested monthly thereafter so that all shares were fully vested as of January 1, 2007, subject to continued employment through each vesting period.