Filing Details
- Accession Number:
- 0001209191-14-064164
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-21 16:41:48
- Reporting Period:
- 2014-10-20
- Filing Date:
- 2014-10-21
- Accepted Time:
- 2014-10-21 16:41:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1163348 | Allied World Assurance Co Holdings Ag | AWH | Fire, Marine & Casualty Insurance (6331) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1368443 | A Scott Carmilani | Allied World Assurance Co. Holdings, Ag Lindenstrasse 8 Baar/Zug V8 CH-6340 | President, Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2014-10-20 | 10,000 | $10.90 | 1,162,363 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2014-10-20 | 10,000 | $37.50 | 1,152,363 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Common Shares | Disposition | 2014-10-20 | 10,000 | $0.00 | 10,000 | $10.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2006-01-03 | 2015-01-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 129,000 | Indirect | By Trust |
Footnotes
- The exercise of Employee Stock Options and sale of Common Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 28, 2014. The options exercised and sold were due to expire on January 3, 2015.
- Represents a weighted average sale price: the sales prices range from $37.37 to $37.75. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the U.S. Securities Exchange Commission, the issuer or a security holder of the issuer.
- Represents 129,000 shares held by an irrevocable trust for the benefit of the reporting person's spouse and children.
- These securities vested in four equal annual installments with the first installment vesting on the date shown.
Billionaire Hedge Funds
