Filing Details
- Accession Number:
- 0001002225-14-000069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-21 16:41:20
- Reporting Period:
- 2014-05-30
- Filing Date:
- 2014-10-21
- Accepted Time:
- 2014-10-21 16:41:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1441361 | S James Cox | 600 Townsend Street San Francisco CA 94103 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-30 | 340 | $25.72 | 84,964 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2014-10-17 | 6,000 | $8.00 | 90,964 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-17 | 1,534 | $31.30 | 89,430 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-10-17 | 1,678 | $31.30 | 87,752 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-10-20 | 2,788 | $31.45 | 84,964 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2014-10-17 | 6,000 | $0.00 | 6,000 | $8.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,000 | 2009-07-15 | 2018-07-15 | No | 4 | M | Direct |
Footnotes
- Shares acquired through the 2005 Employee Stock Purchase Plan on 30 May 2014.
- Transaction pursuant to 10b5-1 plan dated 9 September 2013
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
- Shares traded for taxes. No open market activity.
Billionaire Hedge Funds
