Filing Details

Accession Number:
0001209191-14-064153
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-21 16:13:34
Reporting Period:
2014-10-17
Filing Date:
2014-10-21
Accepted Time:
2014-10-21 16:13:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1377936 Saratoga Investment Corp. SAR () 204876925
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1402487 J Henri Steenkamp 535 Madison Avenue
New York NY 10022
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-17 700 $15.00 700 No 4 P Direct
Common Stock Acquisiton 2014-10-17 91 $15.10 791 No 4 P Direct
Common Stock Acquisiton 2014-10-20 609 $15.49 1,400 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct