Filing Details
- Accession Number:
- 0001209191-14-064153
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-21 16:13:34
- Reporting Period:
- 2014-10-17
- Filing Date:
- 2014-10-21
- Accepted Time:
- 2014-10-21 16:13:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1377936 | Saratoga Investment Corp. | SAR | () | 204876925 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1402487 | J Henri Steenkamp | 535 Madison Avenue New York NY 10022 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-17 | 700 | $15.00 | 700 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-10-17 | 91 | $15.10 | 791 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-10-20 | 609 | $15.49 | 1,400 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |