Filing Details

Accession Number:
0001209191-14-064145
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-21 16:06:53
Reporting Period:
2014-10-17
Filing Date:
2014-10-21
Accepted Time:
2014-10-21 16:06:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1517228 Commscope Holding Company Inc. COMM Radio & Tv Broadcasting & Communications Equipment (3663) 274332098
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1189817 A Mark Olson C/O Commscope Holding Company, Inc.,
1100 Commscope Place, Se
Hickory NC 28602
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-17 1,800 $8.55 11,706 No 4 M Direct
Common Stock Disposition 2014-10-17 1,800 $22.50 9,906 No 4 S Direct
Common Stock Acquisiton 2014-10-21 783 $8.55 10,689 No 4 M Direct
Common Stock Acquisiton 2014-10-21 7,417 $5.74 18,106 No 4 M Direct
Common Stock Disposition 2014-10-21 8,200 $22.55 9,906 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-10-17 1,800 $0.00 1,800 $8.55
Common Stock Stock Option (Right to Buy) Disposition 2014-10-21 783 $0.00 783 $8.55
Common Stock Stock Option (Right to Buy) Disposition 2014-10-21 7,417 $0.00 7,417 $5.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
783 2011-01-14 2020-01-20 No 4 M Direct
0 2011-01-14 2020-01-20 No 4 M Direct
102,644 2021-01-26 No 4 M Direct
Footnotes
  1. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2014.
  2. The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $22.50 to $22.52. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
  3. The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $22.50 to $22.65. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
  4. Includes 33,126 unvested options that vest ratably on each 01/14/15 and 01/14/16, subject to the reporting person's continued service on each vesting date. Per SEC guidance, excludes 55,569 unvested options that are subject to performance-based vesting conditions.