Filing Details
- Accession Number:
- 0001104659-14-072723
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-21 15:52:44
- Reporting Period:
- 2014-10-15
- Filing Date:
- 2014-10-21
- Accepted Time:
- 2014-10-21 15:52:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1611702 | Om Asset Management Plc | OMAM | Investment Advice (6282) | 981179929 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1620413 | K. Daniel Mahoney | 5Th Floor Millennium Bridge House 2 Lambeth Hill London X0 EC4V 4GG | Cao/Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, Nominal Value $0.001 | Acquisiton | 2014-10-15 | 50 | $14.00 | 50 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |