Filing Details
- Accession Number:
- 0001140361-14-038613
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-21 15:30:32
- Reporting Period:
- 2014-10-17
- Filing Date:
- 2014-10-21
- Accepted Time:
- 2014-10-21 15:30:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1609065 | Pathfinder Bancorp Inc. | PBHC | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1214089 | A. James Dowd | 214 West First Street Oswego NY 13126 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-17 | 5,000 | $10.00 | 11,338 | No | 4 | P | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,346 | Indirect | By ESOP |
| Common Stock | 15,727 | Indirect | By 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $5.46 | 2012-06-23 | 2021-06-23 | 22,237 | 22,237 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-06-23 | 22,237 | 22,237 | Direct |
Footnotes
- Stock options vest at a rate of 20% per year commencing on June 23, 2012.
Billionaire Hedge Funds
