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Home > Insider Trading > Filing (0001140361-14-038611)

Filing Details

Accession Number:: 0001140361-14-038611
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-21 15:29:30
Reporting Period:: 2014-10-17

Filing Date:: 2014-10-21
Accepted Time:: 2014-10-21 15:29:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1609065	Pathfinder Bancorp Inc.	PBHC	State Commercial Banks (6022)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1214100	P George Joyce	214 West First Street Oswego NY 13126		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-17	300	$9.99	10,988	No	4	P	Indirect	By IRA
Common Stock	Acquisiton	2014-10-17	500	$9.87	11,488	No	4	P	Indirect	By IRA
Common Stock	Acquisiton	2014-10-17	400	$9.89	11,888	No	4	P	Indirect	By IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By IRA
No	4	P	Indirect	By IRA
No	4	P	Indirect	By IRA

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,264	Direct
Common Stock	76,695	Indirect	By POA

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$5.46	2012-06-23	2021-06-23	8,236	8,236	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-06-23	8,236	8,236	Direct

Footnotes

Stock options vest at a rate of 20% per year commencing on June 23, 2012.