Filing Details
- Accession Number:
- 0001209191-14-064095
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-21 13:57:53
- Reporting Period:
- 2014-10-20
- Filing Date:
- 2014-10-21
- Accepted Time:
- 2014-10-21 13:57:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1544206 | Carlyle Gms Finance Inc. | NONE | () | 454727439 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207018 | T Nigel Andrews | 520 Madison Avenue 38Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-20 | 216 | $19.83 | 3,430 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |