Filing Details
- Accession Number:
- 0001209191-14-064075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-21 11:40:20
- Reporting Period:
- 2014-10-17
- Filing Date:
- 2014-10-21
- Accepted Time:
- 2014-10-21 11:40:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1377936 | Saratoga Investment Corp. | SAR | () | 204876925 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205634 | Iii Cabell George Williams | 5422 Albia Road Bethesda MD 20816 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-10-17 | 1,000 | $14.95 | 21,409 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-10-17 | 1,033 | $14.85 | 20,376 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Billionaire Hedge Funds
