Filing Details
- Accession Number:
- 0000904454-14-000719
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-21 10:34:22
- Reporting Period:
- 2014-10-21
- Filing Date:
- 2014-10-21
- Accepted Time:
- 2014-10-21 10:34:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1604464 | Atara Biotherapeutics Inc. | ATRA | Biological Products, (No Disgnostic Substances) (2836) | 460920988 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1013425 | I Jesse Treu | C/O Domain Associates, Llc One Palmer Square Princeton NJ 08542 | No | No | Yes | No | |
1024000 | C James Blair | C/O Domain Associates, Llc One Palmer Square Princeton NJ 08542 | No | No | Yes | No | |
1196863 | Nicole Vitullo | C/O Domain Associates, Llc One Palmer Square Princeton NJ 08542 | No | No | Yes | No | |
1207786 | H Brian Dovey | C/O Domain Associates, Llc One Palmer Square Princeton NJ 08542 | No | No | Yes | No | |
1207789 | K Kathleen Schoemaker | C/O Domain Associates, Llc One Palmer Square Princeton NJ 08542 | No | No | Yes | No | |
1354718 | K Brian Halak | C/O Domain Associates, Llc One Palmer Square Princeton NJ 08542 | No | No | Yes | No | |
1465144 | Domain Partners Viii, L.p. | C/O Domain Associates, Llc One Palmer Square Princeton NJ 08542 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-21 | 1,893,383 | $0.00 | 1,893,383 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2014-10-21 | 248,159 | $11.00 | 2,141,542 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2014-10-21 | 1,272,607 | $0.00 | 1,272,607 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2014-10-21 | 620,776 | $0.00 | 620,776 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- The securities reported as directly beneficially owned by the designated Reporting Person may be deemed to be indirectly beneficially owned by each of the Reporting Owners listed below, each of whom is a managing member of One Palmer Square Associates VIII, LLC, the sole general partner of the designated Reporting Person. Pursuant to Instruction 4(b)(iv) of Form 4, each such individual has elected to report as indirectly beneficially owned the entire number of securities owned by the designated Reporting Person, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her.
- As managing members of the sole general partner of DP VIII Associates, L.P., each Reporting Owner listed below may also be deemed to indirectly beneficially own the securities of the Issuer held by DP VIII Associates, L.P., as reported on a Form 4 for DP VIII Associates, L.P. filed on the same date as this Form 4.
- All outstanding shares of the Issuer's preferred stock automatically converted into Common Stock upon the closing of the Issuer's initial public offering for no additional consideration. The preferred stock had no expiration date.