Filing Details

Accession Number:
0001209191-14-064043
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-20 22:17:19
Reporting Period:
2014-10-16
Filing Date:
2014-10-20
Accepted Time:
2014-10-20 21:17:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1270131 Lmp Capital & Income Fund Inc. SCD () 470936930
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1469913 Peter Vanderlee 620 Eighth Avenue
48Th Floor
New York NY 10018
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-16 1,200 $15.19 7,201 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-10-16 1,200 $15.15 11,700 No 4 P Direct
Common Stock Acquisiton 2014-10-16 800 $15.17 12,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.17 to 15.2295, inclusive. Mr. Vanderlee undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
  2. Includes shares previously acquired pursuant to the Fund's Dividend Reinvestment Plan for the benefit of Mr. Vanderlee's wife.
  3. Includes the 11,700 shares reported in column 5, as well as shares previously acquired pursuant to the Fund's Dividend Reinvestment Plan.