Filing Details
- Accession Number:
- 0001209191-14-064043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-20 22:17:19
- Reporting Period:
- 2014-10-16
- Filing Date:
- 2014-10-20
- Accepted Time:
- 2014-10-20 21:17:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1270131 | Lmp Capital & Income Fund Inc. | SCD | () | 470936930 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1469913 | Peter Vanderlee | 620 Eighth Avenue 48Th Floor New York NY 10018 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-16 | 1,200 | $15.19 | 7,201 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2014-10-16 | 1,200 | $15.15 | 11,700 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-10-16 | 800 | $15.17 | 12,500 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.17 to 15.2295, inclusive. Mr. Vanderlee undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- Includes shares previously acquired pursuant to the Fund's Dividend Reinvestment Plan for the benefit of Mr. Vanderlee's wife.
- Includes the 11,700 shares reported in column 5, as well as shares previously acquired pursuant to the Fund's Dividend Reinvestment Plan.