Filing Details

Accession Number:
0001209191-14-064029
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-20 18:49:46
Reporting Period:
2014-10-17
Filing Date:
2014-10-20
Accepted Time:
2014-10-20 18:49:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1353283 Splunk Inc SPLK Services-Prepackaged Software (7372) 861106510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1578857 R Steven Sommer C/O Splunk Inc.
250 Brannan Street
San Francisco CA 94107
Svp & Chief Marketing Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-17 1,041 $2.14 376,918 No 4 M Direct
Common Stock Acquisiton 2014-10-17 2,083 $4.82 379,001 No 4 M Direct
Common Stock Disposition 2014-10-17 11,297 $56.57 367,704 No 4 S Direct
Common Stock Disposition 2014-10-17 6,436 $57.26 361,268 No 4 S Direct
Common Stock Disposition 2014-10-17 5,391 $58.08 355,877 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-10-17 1,041 $0.00 1,041 $2.14
Common Stock Employee Stock Option (right to buy) Disposition 2014-10-17 2,083 $0.00 2,083 $4.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,209 2021-03-16 No 4 M Direct
29,167 2021-12-14 No 4 M Direct
Footnotes
  1. Includes 400 shares which were inadvertently omitted from the total amount of shares reported as indirectly held by the Reporting Person's living trust on a Form 4 filed on January 15, 2014 and was carried forward in subsequent Forms 4. These shares are now included in the total amount of shares held directly by the Reporting Person.
  2. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 24, 2014.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.85 to $56.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.86 to $57.85, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.86 to $58.69, inclusive.
  6. The option is fully vested and immediately exercisable.