Filing Details
- Accession Number:
- 0001209191-14-064023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-20 18:28:36
- Reporting Period:
- 2014-10-20
- Filing Date:
- 2014-10-20
- Accepted Time:
- 2014-10-20 18:28:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1613665 | Great Western Bancorp Inc. | GWB | State Commercial Banks (6022) | 471308512 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
833029 | Ltd Bank Australia National | Level 1, 800 Bourke Street Docklands, Victoria C3 3008 | Yes | No | Yes | No | |
1622163 | National Americas Holdings Llc | 245 Park Avenue New York NY 10167 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2014-10-20 | 18,400,000 | $16.97 | 39,486,114 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Footnotes
- Effective October 17, 2014, Great Western Bancorp, Inc. (the "Company") amended and restated its certificate of incorporation to give effect to a 578,861.14-for-1 stock split. On October 20, 2014, National Americas Holdings LLC ("NAH"), a wholly owned subsidiary of National Australia Bank Limited ("NAB"), sold 18,400,000 shares of common stock, par value $0.01 per share ("Common Stock"), of the Company in connection with the Company's initial public offering at a price of $16.965 per share.
- These securities are owned of record by NAH. NAB, as the ultimate parent of NAH, is deemed to beneficially own all shares of Common Stock. The board of directors of NAB has the power to vote, or direct the vote of, and to dispose, or direct the disposition of, shares of Common Stock owned of record by NAH. Each of NAB and NAH may be deemed a director by deputization of the Company.