Filing Details
- Accession Number:
- 0000820318-14-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-20 16:40:20
- Reporting Period:
- 2014-10-20
- Filing Date:
- 2014-10-20
- Accepted Time:
- 2014-10-20 16:40:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
945117 | J Carl Johnson | 18 Windsor Ridge Frisco TX 75034 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-10-20 | 7,000 | $12.14 | 2,378,117 | No | 4 | S | Indirect | By LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 354,253 | Direct | |
Common Stock | 1,454,128 | Indirect | By Spouse |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by CJ&M Holdings, L.P. (the "L.P.") on February 11, 2014, a family limited partnership of which the reporting person maintains control through his role as majority general partner.
- Represents the weighted average of multiple sales transactions ranging in price from $12.10 to $12.18. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The reporting person disclaims beneficial ownership of shares owned by the L.P., except to the extent of his pecuniary interest therein.
- The reporting person disclaims beneficial ownership of shares owned by his spouse.