Filing Details
- Accession Number:
- 0001104659-14-072434
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-20 14:59:58
- Reporting Period:
- 2014-10-16
- Filing Date:
- 2014-10-20
- Accepted Time:
- 2014-10-20 14:59:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1515324 | Ares Dynamic Credit Allocation Fund Inc. | ARDC | () | 454969053 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1562841 | A Gregory Margolies | 2000 Avenue Of The Stars, 12Th Floor Los Angeles CA 90067 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-16 | 10,000 | $16.70 | 15,341 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.64 to $16.70, inclusive. The Reporting Person undertakes to provide to Ares Dynamic Credit Allocation Fund, Inc., any security holder of Ares Dynamic Credit Allocation Fund, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
- Gregory A. Margolies and Yoshiko H. Margolies are joint tenants of the brokerage account. Each has an equal right to the account's assets and survivorship rights in the event of the death of the another account holder.