Filing Details
- Accession Number:
- 0001445546-14-005097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-20 12:16:21
- Reporting Period:
- 2014-10-16
- Filing Date:
- 2014-10-20
- Accepted Time:
- 2014-10-20 11:16:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403275 | First Trust Dividend & Income Fund | FAV | () | 392057966 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1241134 | R Thomas Kadlec | C/O First Trust Advisors Lp 120 East Liberty Drive, Suite 400 Wheaton IL 60187 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2014-10-16 | 168 | $8.50 | 168 | No | 4 | P | Direct | |
| Common Shares | Acquisiton | 2014-10-17 | 1,832 | $8.62 | 2,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
