Filing Details

Accession Number:
0001209191-14-063871
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-17 17:58:22
Reporting Period:
2014-10-15
Filing Date:
2014-10-17
Accepted Time:
2014-10-17 17:58:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575515 Sprouts Farmers Market Inc. SFM Retail-Grocery Stores (5411) 320331600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1581624 N. Amin Maredia 11811 N.tatum Blvd
Suite 2400
Phoenix AZ 85028
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-10-15 52,747 $1.09 124,406 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2014-10-15 52,747 $29.50 71,659 No 4 S Indirect By Amin Maredia Family Growth Fund, L.P.
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-10-15 55,871 $3.33 127,530 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2014-10-15 55,871 $29.50 71,659 No 4 S Indirect By Amin Maredia Family Growth Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Indirect By Amin Maredia Family Growth Fund, L.P.
No 4 M Direct
No 4 S Indirect By Amin Maredia Family Growth Fund, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Stock Option (right to buy) Disposition 2014-10-15 52,747 $0.00 52,747 $1.09
Common Stock, Par Value $0.001 Per Share Stock Option (right to buy) Disposition 2014-10-15 55,871 $0.00 55,871 $3.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,219 2018-09-25 No 4 M Direct
79,485 2018-09-25 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.5000 to $29.5044 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Consists of 65,000 shares of common stock and 6,659 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vest date.
  4. The remaining shares of common stock are held by Amin Maredia Family Growth Fund, L.P., an entity established by the reporting person for estate planning purposes. The reporting person (i) may be deemed to have beneficial ownership of the shares owned of record thereby, and (ii) has shared voting and investment power with respect to such shares.
  5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.5000 to $29.5003 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. All such options are presently exercisable; excludes an additional 88,771 outstanding options held by the reporting person at various strike prices.