Filing Details
- Accession Number:
- 0001280263-14-000169
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-17 17:27:32
- Reporting Period:
- 2014-10-15
- Filing Date:
- 2014-10-17
- Accepted Time:
- 2014-10-17 17:27:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 980459628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558645 | Leslie Kohn | 3101 Jay Street Santa Clara CA 95054 | Cto | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2014-10-15 | 2,282 | $3.20 | 866,756 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2014-10-15 | 7,718 | $8.82 | 874,474 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2014-10-15 | 950 | $35.18 | 873,524 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2014-10-15 | 8,070 | $36.89 | 865,454 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2014-10-15 | 980 | $37.67 | 864,474 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Incentive Stock Option (right to buy) | Disposition | 2014-10-15 | 2,282 | $0.00 | 2,282 | $3.20 |
| Ordinary Shares | Non-Qualified Stock Option (right to buy) | Disposition | 2014-10-15 | 7,718 | $0.00 | 7,718 | $8.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 52,960 | 2019-07-08 | No | 4 | M | Direct | |
| 8,149 | 2021-08-29 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2013.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $34.6500 to $35.5768 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $36.3983 to $37.2900 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $37.4700 to $37.9287 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- Shares subject to the option vest monthly over four years beginning on August 1, 2009.
- Shares subject to the option vest monthly over four years beginning on August 1, 2011.
Billionaire Hedge Funds
