Filing Details
- Accession Number:
- 0001209191-14-063849
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-17 17:05:28
- Reporting Period:
- 2014-10-15
- Filing Date:
- 2014-10-17
- Accepted Time:
- 2014-10-17 17:05:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1348334 | Barracuda Networks Inc | CUDA | Computer Peripheral Equipment, Nec (3577) | 830380411 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1590423 | Jr D William Jenkins | 3175 S. Winchester Blvd. Campbell CA 95008 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-10-15 | 10,632 | $12.66 | 782,501 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-15 | 10,632 | $30.00 | 771,869 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-10-16 | 10,655 | $12.66 | 782,524 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-16 | 10,655 | $30.02 | 771,869 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-10-17 | 961 | $12.66 | 772,830 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-10-17 | 961 | $30.00 | 771,869 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-10-15 | 10,632 | $0.00 | 10,632 | $12.66 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-10-16 | 10,655 | $0.00 | 10,655 | $12.66 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-10-17 | 961 | $0.00 | 961 | $12.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 856,868 | 2022-11-05 | No | 4 | M | Direct | |
| 846,213 | 2022-11-05 | No | 4 | M | Direct | |
| 845,252 | 2022-11-05 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2014.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within footnotes (2) and (3).
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.22, inclusive.
- 1/16 of the shares subject to the option vest quarterly over a four year period beginning on February 5, 2013.
Billionaire Hedge Funds
