Filing Details
- Accession Number:
- 0001225208-14-021743
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-17 16:48:38
- Reporting Period:
- 2014-10-15
- Filing Date:
- 2014-10-17
- Accepted Time:
- 2014-10-17 16:48:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1377789 | Aviat Networks Inc. | AVNW | Radio & Tv Broadcasting & Communications Equipment (3663) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 709804 | Steel Excel Inc. | 1133 Westchester Avenue Suite N222 White Plains NY 10604 | No | No | Yes | No | |
| 1452857 | L.p. Holdings Partners Steel | 590 Madison Avenue, 32Nd Floor New York NY 10022 | No | No | Yes | No | |
| 1522066 | Sph Group Holdings Llc | C/O Steel Partners Holdings L.p. 590 Madison Avenue, 32Nd Floor New York NY 10022 | No | No | Yes | No | |
| 1522067 | Sph Group Llc | C/O Steel Partners Holdings L.p. 590 Madison Avenue, 32Nd Floor New York NY 10022 | No | No | Yes | No | |
| 1537666 | Steel Partners Holdings Gp Inc. | 590 Madison Avenue 32Nd Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2014-10-15 | 130,000 | $1.77 | 7,649,709 | No | 4 | P | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2014-10-16 | 4,145 | $1.79 | 7,653,854 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- This Form 4 is filed jointly by Steel Excel Inc., Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings") and Steel Partners Holdings GP Inc. ("Steel Holdings GP").
- Shares of Common Stock owned directly by Steel Excel Inc. SPHG Holdings owns approximately 51% of the outstanding shares of Common Stock of Steel Excel Inc. Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. Accordingly, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by Steel Excel Inc. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by Steel Excel Inc. except to the extent of their pecuniary interest therein.
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