Filing Details
- Accession Number:
- 0001179110-14-015560
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-17 14:28:08
- Reporting Period:
- 2014-07-09
- Filing Date:
- 2014-10-17
- Accepted Time:
- 2014-10-17 14:28:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
809559 | Tcw Strategic Income Fund Inc | TSI | () | 930939398 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1545879 | Andrew Tarica | Tcw Strategic Income Fund, Inc. 865 S. Figueroa St, Ste 1800 Los Angeles CA 90017 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-15 | 5,000 | $5.38 | 10,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-10-14 | 0 | $0.00 | 4,000 | No | 4 | P | Indirect | Zachary Tarica Trust |
Common Stock | Acquisiton | 2014-10-14 | 0 | $0.00 | 4,000 | No | 4 | P | Indirect | Jeremy Tarica Trust |
Common Stock | Acquisiton | 2014-10-14 | 0 | $0.00 | 4,000 | No | 4 | P | Indirect | Jaclyn Tarica Trust |
Common Stock | Acquisiton | 2014-10-14 | 0 | $0.00 | 4,000 | No | 4 | P | Indirect | 2005 ESC Trust |
Common Stock | Acquisiton | 2014-07-09 | 0 | $0.00 | 5,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Zachary Tarica Trust |
No | 4 | P | Indirect | Jeremy Tarica Trust |
No | 4 | P | Indirect | Jaclyn Tarica Trust |
No | 4 | P | Indirect | 2005 ESC Trust |
No | 4 | P | Direct |
Footnotes
- No transaction occurred in Common Stock owned directly by Reporting Person.
- Joint Tenant with Spouse.
- IRA